COLLABORATIVE RIA ● FEE-ONLY ● FIDUCIARY
A Collaboration of Investment Advisors
APFORIA is an SEC Registered Investment Advisor, supporting fee-only financial advisors doing business as their own name and brand, so they can focus on serving clients while APFORIA handles firm-level regulatory administration.
1
Regulator (SEC only)
Fee-Only
No commissions. Ever.
Fiduciary
Always in clients’ interest.
Collaborative Network
Join a collective of like-minded fee-only advisors sharing knowledge and best practices.
SEC Registration
Centralized registration for you and your adviser representatives under one SEC-registered entity
Compliance Management
Dedicated CCO oversight, annual training, structured compliance tasks—we work with you
Transition Support
Structured onboarding and business continuity planning to make your transition seamless.
Meet Our Leadership Team
-
Paul Allen, CCO
IACCP®, CFP®
-
Adrienne Ross, CFO
CFP®, ChFC®, AFC®, MQFP®
-
Sean Gillespie, CEO
MQFP®